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On this page you will find important regulatory and disclosure information that will affect your trading experience with ICBC Standard Bank. Please read carefully and if you have any questions, please contact your Account Executive.
Block Trade Disclaimer
Trading Practices and Information - Fixed Income, Currency and Commodity Products
ICBCS Client Order Execution Policy and List of Execution Venues
ICBCS Tax Strategy 2024/2025
Conflicts of Interest Policy
United States
Financial Industry Regulatory Authority (FINRA) www.finra.org
Securities Investor Protection Corporation (SIPC) www.sipc.org
BCP Disclosure Statement for ICBC Standard Securities Inc
US Confirmations Standard Terms and Conditions for Fixed Income
U.S Confirmations CTM Disclaimers for and Introducing Broker
ICBC Standard Bank Plc Global USA Patriot Act Certification
ICBC Standard Bank Plc - Wolfsberg Questionnaire
Dodd Frank
ICBC Standard Bank W-8BEN-E
Asia
Singapore: Regulated by the Monetary Authority of Singapore
MAS Interest Rate Benchmarks Transition FAQs
Thailand Risk Disclosures
Automatic Exchange of Information
ICBC Standard Bank – Self Certification
Declarations
ICBCS Conduct Declaration for Third Parties
Responsible Sourcing of Precious Metals Declaration
Financial Services Compensation Scheme
ICBC Standard Bank Plc Note Issuance Programme
Deed of Covenant July 2024
Deed of Covenant July 2025
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